-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsY1dXGHEgzP+tPgoAFlXzzYX2RV8hH1CEsci5tZx9/BBezwCxU72hKkRxdB5VH1 q48cO+QNudhFu3vdc50XAw== 0000897446-99-000044.txt : 19990311 0000897446-99-000044.hdr.sgml : 19990311 ACCESSION NUMBER: 0000897446-99-000044 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41264 FILM NUMBER: 99562311 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZESIGER CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001004744 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 30TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED ROCHESTER MEDICAL CORPORATION ------------------------------ (Name of Issuer) Common ---------------------------------------------- (Title of Class of Securities) 771497104 --------------------------------- (CUSIP Number) CUSIP No. 771497104 1 NAME OF REPORTING PERSONS Zesiger Capital Group LLC I.R.S. Identification No. 13-3813880 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)__ (b) N/A 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York, New York 5 SOLE VOTING POWER 283,500 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY N/A OWNED BY EACH 7 SOLE DISPOSITIVE POWER REPORTING 539,500 PERSON WITH 8 SHARED DISPOSITIVE POWER N/A 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 539,500 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.1% 12 TYPE OF REPORTING PERSON* Investment Advisor (IA) CUSIP No. 771497104 ITEM 1(a). Name of Issuer Rochester Medical Corporation ITEM 2(a). Address of Issuer's Principal Executive Offices: 1500 Second Avenue NW Stewartville, MN 55976 Item 2(a). Name of Person Filing: Zesiger Capital Group LLC Item 2(b). Address of Principal Business Office or if None, Residence: 320 Park Avenue, 30th Floor, New York, New York 10022 Item 2(c). Citizenship: New York Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 771497104 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a(n): (e) Investment Advisor registered under section 203 of the Investment Advisors Act of 1940 Item 4. Ownership. If the person of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned 539,500 (b) Percent of Class 10.1% (c) Number of shares as to which such person has: (i) sole power to vote to direct the vote 283,500 (ii) shared power to vote or to direct the vote N/A (iii) sole power to dispose or to direct the disposition 539,500 (iv) shared power to dispose or to direct the disposition of N/A Zesiger Capital Group ("ZCG") hereby disclaims beneficial ownership of all the above securities. Such securities are held in discretionary accounts which ZCG manages. Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person Clients for whom Zesiger Capital Group LLC acts as investment adviser may withdraw dividends or the proceeds of sales from the accounts managed by Zesiger Capital Group LLC. No single client account owns more than 5% of the class of securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of the Group N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. March 2, 1999 Date: Barrie R. Zesiger Principal - Administration -----END PRIVACY-ENHANCED MESSAGE-----